NSF Report - Facial Expression Understanding
Title/Contents
Exec Summary
Overview
Psychology & Neuroanatomy
Computer Vision
Neural networks & Computation
Special Hardware
Basic Science
Sensing & Processing
Expression Models and Databases
Recommendations
Benefits
References

 

II. OVERVIEW OF THE WORKSHOP

Paul Ekman

II-A. Organization of the Workshop

A Workshop on Facial Understanding was held in response to a request from NSF to determine the research problems in the area of how to extract information from the face using new developments in such areas as computer science, neural networks, and image processing. The organizing committee consisted of Paul Ekman, University of California at San Francisco, a psychologist who has done extensive work on facial expression; Tom Huang, University of Illinois, an electrical engineer who has worked extensively in computer vision; and Terry Sejnowski, University of California at San Diego and Salk Institute, a neuroscientist who has applied neural networks to a variety of problems in visual pattern recognition. The scope and organization of the Workshop were decided by this organizing committee.

II-B. Scope of the Workshop

It was necessary to bring the diverse participants up to date on relevant developments, in fields other than their own, that are relevant to the focus of the Workshop. Tutorial plenary sessions addressed: (a) Psychology and neuroanatomy of facial expression; (b) Computer vision, motion processing and lip reading; (c) Neural networks; (d) Finding, organizing and interpreting faces; and (e) Hardware considerations.

Breakout work groups dealt with three general themes: (a) Basic science (what about the face is represented; what type of information from facial behavior is abstracted and quantified); (b) Sensing and processing (the preliminary analysis transformations, recording methods, sensors, preprocessing, motion analysis); and (c) Modeling and data structure (organization of a facial database; access methods, type of information stored; representation or display of visual facial information; how to use information in the data base; modeling, recreation of faces, effecter systems, robotics).

Each breakout work group identified the important research issues and the infrastructure that is needed to facilitate research.

II-C. Goals achieved

The Workshop:

  • identified the most important areas of research on how to extract information from facial activity relevant to a person's emotional, cognitive and physical state.
  • considered computer vision techniques for facial processing and categorization of facial expressions relevant to enhancing communication between man and machine.
  • considered how we can facilitate the training of new investigators in the relevant fields; including what curricula is needed in the education of new investigators, and what tools, communication media, support structures, etc. are needed to support basic research over the next several years.

II-D. Workshop Schedule

The Workshop was held in Washington D.C. July 30-August 1st. The main sections of the Workshop are listed below.

Day 1:
Participants gave five minute summaries of their own work
Tutorial Session 1: Psychology and Neuroanatomy of Facial Expression
Tutorial Session 2: Computer Vision, Motion Processing and Lip reading.
Tutorial Session 3: Neural Networks
Tutorial Session 4: Finding, organizing and interpreting faces.

Day 2:
Tutorial Session 5: Hardware Considerations
Breakout Workgroup Meetings
Reports by Breakout groups

Day 3:
Breakout group meetings to develop recommendations
Report from Breakout groups

II-E. Participants

The selection of participants was based on (a) the concerns of the organizing committee to represent different areas of expertise within the broad areas relevant to the Workshop; (b) recommendations from NSF; (c) the desire to have representatives from universities, government research labs, and industry research labs. To facilitate discussion we decided to limit invitations to under 30.

Name

Position

Institution

Y. T. Chien

Division Director Division of Information, Robotics and Intelligent Systems (IRIS)

National Science Foundation

Howard Moraff

Program Director Robotics and Machine Intelligence Program

National Science Foundation

Su-Shing Chen

Program Director Knowledge Models and Cognitive Systems Program

National Science Foundation

John Hestenes

Program Director Interactive Systems Program

National Science Foundation

Richard Louttit

Acting Division Director Division of Behavioral and Cognitive Science

National Science Foundation

Jean Intermaggio

Program Director Social Psychology Program

National Science Foundation

Rodney Cocking

Chief, Cognition, Learning and Memory

National Institute of Mental Health

Lynn Huffman

Chief, Personality & Emotion Program

National Institute of Mental Health

Richard Nakamura

Chief, Cognition & Behavioral Neuroscience

National Institute of Mental Health

Wil Irwin

Human Interaction Lab

UC San Francisco

Ron Cole

Center for Spoken Language Understanding

Oregon Graduate Institute

Beatrice Golomb

University of California Medical School

UCLA

Name

Unit

Institution

City/State/Country

John Allman

Division of Biology 216-76

California Institute of Technology

Pasadena, CA 91125

Dana Ballard

Department of Computer Science

University of Rochester

Rochester, NY 14627

Gordon Baylis

Department of Psychology

University of California, San Diego

La Jolla, CA 92093

Peter Burt

CN 5300

Sarnoff Research Center

Princeton, NJ 08543

John T. Cacioppo

Dept. of Psychology

Ohio State University

Columbus, OH 43210-1222

Gary Cottrell

Department of Computer Science and Engineering

University of California, San Diego

La Jolla, CA 92093

Richard J. Davidson

Psychophysiology Laboratory

University of Wisconsin

Madison, WI 53706

Paul Ekman

Human Interaction Lab

University of California

San Francisco, CA 94143

Wallace V. Friesen

234 Hillsboro

Lexington, KY 40511

Oscar Garcia

Dept. of Electrical Engineering and Computer Science

The George Washington University

Washington DC 20052

Joseph C. Hager

Human Interaction Lab

University of California

San Francisco, CA 94143

Thomas S. Huang

Coordinated Science Laboratory

University of Illinois

Urbana, IL 61801

Carroll Izard

Dept. of Psychology

University of Delaware

Newark, DE 19716

Hsien-Che Lee

Imaging Research Labs

Eastman Kodak Company

Rochester NY 14650-1816

Kenji Mase

NIT R&D Information & Patent Center

Nippon Telegraph & Telephone Corporation

1-1-7, Uchisaiwai-cho, Chiyoda-ku, Tokyo 100 JAPAN

Fred Parke

PS/LOB Technology, 9462

IBM

Austin, TX 78758

Alexander Pentland

Rm E-15-187 The Media Lab

MIT

Cambridge, MA 02139

Michael Phillips

MIT Computer Science Lab

MIT/TD>

Cambridge MA 02139

Demetri Psaltis

Department of Electrical Engineering

California Institute of Technology

Pasadena, CA 91125

Louis Sadler

Head, Dept. of Biomedical Visualization

University of Illinois

Chicago, IL 60612 (M/C 527)

Terrence J. Sejnowski

Computational Neurobiology Lab

Salk Institute

San Diego, CA 92186-5800

Peter Stucki

Institute for Informatics (Dept. of CS)

Univ. of Zurich

Zurich Switzerland

Demetri Terzopoulos

Dept. of CS

University of Toronto

Toronto, CANADA M5S 1A4

Thomas Vetter

MIT AI Lab

MIT

Cambridge, MA 02139

Lance Williams

Apple Computer, Inc.

Cupertino, CA 95014

Alan Yuille

Division of Applied Physics

Harvard University

Cambridge, MA 02138

Jun Zhang

Salk Institute

San Diego, CA 92186